Assistant Compliance Officer Job at Keesler Federal Credit Union – 3.9 in Gulfport, MS
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Keesler Federal Credit Union team members enjoy competitive salaries and a wide range of benefits, some of which include:
Medical, dental, and vision insurance
- Section 125 Flexible Spending Accounts for Health Care and Dependent Care expenses
- Employee and Dependent Life Insurance
- 401(k) Retirement Plan with 100% match on the first 5% contributed by you
- Paid Leave
- Tuition Reimbursement and Competitive Scholarships
- Short Term & Long Term Disability Benefits
Position: Assistant Compliance Officer I
Reports To: Compliance Officer
FLSA: Non-Exempt Grade: 10
Assists with the research, development, and enforcement of the credit union’s regulatory compliance program to ensure new and existing programs, products and services meet applicable regulatory requirements.
Assists the Compliance Officer with regulatory compliance issues, including but not limited to research, analysis and team member training.
Assists the Compliance Officer in Bank Secrecy Act compliance, including performing periodic testing of applicable areas, remaining current of any changes and additions that effect applicable statutes affecting the credit union’s operations.
Assists the Compliance Officer in ensuring that new programs, products and services meet with applicable regulatory requirements.
Performs continuing reviews of all areas, to determine level of compliance with applicable regulations. Identifies problem compliance areas, suggests solutions and helps implement same.
Assures records required for recovery are identified and properly maintained.
Provides assistance to branch personnel when dealing with Trusts, Guardianships, Conservatorships, Estates, Powers of Attorney, etc.
Responsible for compliance with all Federal regulations including Bank Secrecy Act (BSA) and Office of Foreign Assets Control (OFAC)
Utilizes The Member Advantage AIDINC system to identify potential member (internal or external) service needs which can be met through the sale of credit union products and services, or adherence to the department’s policy and procedures.
Other Duties and Responsibilities
Remains current on any changes and/or additions that may affect applicable statutes that influence the credit union’s compliance standing.
Performs other duties and provides assistance in other areas, as needed.
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skills, and/or abilities required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
(1) A two-year college degree or equivalent or (2) Completion of a specialized course of study at a business or trade school or (3) Completion of a specialized and extensive in-house training or apprenticeship program.
Experience and Other Requirements
Three to five years financial institution experience required.
Experience in compliance functions preferred.
A combination of training and experience which demonstrates the ability to perform the functions of the position required.
Initiative to routinely put forth extra effort to ensure confidentiality and dependability.
Exceptional verbal and written communication skills.
Ability to write memorandums to all levels of senior management on complex compliance subjects.
Overtime may be required as the workload may require.
Ability to work cooperatively with all levels of team members and management.
Accuracy and attention to detail.
Must be a self-starter with ability to work independently with minimal supervision.
Must possess in-depth analytical skills.
Courtesy, tact and diplomacy are essential elements of the job. Work involves much personal contact with others inside and/or outside the organization for purposes of giving or obtaining information, building relationships, or soliciting cooperation.
Experience with spreadsheet and word processing software required.
Experience with e-mail software and use of the Internet preferred.
Certificates, Licenses, and Registrations
NAFCU Certified Compliance Officer (NCCO) preferred.
The physical demands described here represent those that must be met by an individual to perform the essential functions of this job successfully. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
While performing this job’s duties, the individual is regularly required to sit, stand, and walk; use hands to finger, handle, feel or grasp; reach with hands and arms; and talk or hear.
The work environment characteristics described here represent those that must be met by an individual to perform the essential functions of this job successfully. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Extensive use of a desktop computer is required. The noise level is that of a typical office environment.
The human resources department retains the sole rights and discretion to make changes to this job description.
About the Company
Company: Keesler Federal Credit Union – 3.9
Company Location: Gulfport, MS